Sander Ressler Offers Financial Services Expert Witness in Compliance Assistance for Attorneys

sander-ressler(BOCA RATON, FL) DECEMBER 30, 2015— Financial securities compliance expert Sander Ressler is pleased to announce financial services expert witness in compliance help for attorneys working on this complex type of legal work.

Sander Ressler brings his experience and expertise to brokers and investment advisers in need of assistance with their financial services compliance. More than 20 years ago, he began as a regulator and since then has worked with American Express, American General Life Insurance, AIG, ING, and Societe Generale.

He has led more than 20 regulatory examinations conducted by a wide range of federal and state departments regulating banking, securities, and insurance.

As an expert witness, Mr. Ressler can speak about many types of financial securities issues including:

  • Misrepresentation and omissions
  • Overconcentration
  • Churning
  • Failure to execute trades
  • Breach of fiduciary duty
  • Margin account abuse
  • Unauthorized trading
  • Industry best practices

To contact Mr Ressler to learn more about how he ca assist as an expert witness, visit his website to email him or to call him and discuss the specifics of your casework.