Sander Ressler is one of the country’s foremost financial services compliance experts.
(BOCA RATON, FL) NOVEMBER 2, 2015— Financial service compliance expert Sander Ressler is pleased to announce a full compliment of services to help providers meet the standards set by the Securities and Exchange Committee and state agencies across the country.
Mr. Ressler has more than 20 years of experience as a financial compliance expert. His firm offers a number of services to help providers maintain compliance in a rapidly changing environment:
- Advertising Reviews
• Business Continuity Plans
• Compliance Technology Reviews
• Due Diligence Reviews
• FINOP Accounting
• Mock Regulatory Examinations
• Recordkeeping Reviews
• Surveillance Risk and Analysis
• Training and Education
• Written Supervisory Procedures
Compliance is an important part of the financial services industry, and Sander Ressler offers an alternative to handling compliance issues in-house. He is constantly working to remain abreast of changes at the SEC and FINRA that can impact how financial service providers work every day. HE can give service providers the confidence that they are working within standards and providing their clients with the very best service.